Please confirm whether you qualify as a self-certified sophisticated investor on the basis that A, B, C, or D apply to you.

In the last two years have you:

a) worked in a private equity or in the provision of finance for small and medium enterprises?

 

If yes, what is/was the name of the business or organisation?

 

b) been the director of a company with an annual turnover of at least £1 million?

 

If yes, what is/was the name of the company?

 

c) made two or more investments in an unlisted company?

 

If yes, how many investments in unlisted companies have you made in the last two years?
 

 d) been a member of a network or syndicate of business angels for more than six months?

 
 
If yes, what is the name of the network or syndicate?

 

e) None of these apply to me.

 


I accept that being a self-certified sophisticated investor will expose me to promotions for investments where there is a significant risk of losing all the money I invest. I am aware that it is open to me seeking advice from someone who specialises in advising on structured investments.

 

 

Date


 

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Signature Certificate
Corporate Bonds - Statement for Self-Certified Sophisticated Investor
Lock icon Unique Document ID: 5e10a6184aa14b9a6e38500c9b02e45bd3453612
Timestamp Audit
9th June 2021 3:11 pm BSTCorporate Bonds - Statement for Self-Certified Sophisticated Investor Uploaded by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk IP 185.79.186.10
9th June 2021 4:17 pm BSTJohn Clinton - j.clinton@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
9th June 2021 4:17 pm BSTBlack Castle Capital Applications - applications@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
9th June 2021 4:17 pm BSTAdministrator Email - admin@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
11th June 2021 7:54 am BSTJohn Clinton - j.clinton@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
11th June 2021 7:54 am BSTBlack Castle Capital Applications - applications@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
11th June 2021 7:54 am BSTAdministrator Email - admin@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
11th June 2021 7:55 am BSTJohn Clinton - j.clinton@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
11th June 2021 7:55 am BSTBlack Castle Capital Applications - applications@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
11th June 2021 7:55 am BSTAdministrator Email - admin@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
11th June 2021 11:28 am BSTJohn Clinton - j.clinton@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
11th June 2021 11:28 am BSTBlack Castle Capital Applications - applications@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
11th June 2021 11:28 am BSTAdministrator Email - admin@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
11th June 2021 11:39 am BSTJohn Clinton - j.clinton@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
11th June 2021 11:39 am BSTBlack Castle Capital Applications - applications@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
11th June 2021 11:39 am BSTAdministrator Email - admin@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
14th December 2021 12:58 pm BSTJohn Clinton - j.clinton@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
14th December 2021 12:58 pm BSTBlack Castle Capital Applications - applications@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
14th December 2021 12:58 pm BSTAdministrator Email - admin@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
14th December 2021 12:58 pm BSTVickie Wardley - v.wardley@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
19th August 2022 4:02 pm BSTBlack Castle Capital Applications - applications@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
19th August 2022 4:02 pm BSTAdministrator Email - admin@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
19th August 2022 4:02 pm BSTVickie Wardley - v.wardley@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
17th April 2023 3:05 pm BSTBlack Castle Capital Applications - applications@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
17th April 2023 3:05 pm BSTAdministrator Email - admin@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
17th April 2023 3:05 pm BSTVickie Wardley - v.wardley@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
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