I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.

I understand that this means:

(a) I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;

(b) the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;

(c) by signing this statement I may lose significant rights;

(d) I may have no right to complain to either of the following—

(i) the Financial Conduct Authority; or
(ii) the Financial Ombudsman Scheme;

(e) I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a self-certified sophisticated investor because at least one of the following applies—

(a) I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;

(b) I have made more than one investment in an unlisted company in the two years prior to the date below;

(c) I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;

(d) I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

Date:

Telephone number:

Select Country:



In accordance with Data Protection Act 2018, or GDPR, I consent to the use of my data as detailed in the Privacy Policy.

 

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Signature Certificate
Statement for Self-Certified Sophisticated Investor
Lock icon Unique Document ID: 761884b1a7d9f1ef05b9dfb89d50d6ef4f42c5f1
Timestamp Audit
30th April 2020 11:54 am BSTStatement for Self-Certified Sophisticated Investor Uploaded by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk IP 185.79.186.10
4th May 2020 9:48 am BSTJohn Clinton - j.clinton@blackcastlecaptial.co.uk added by John Clinton - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 92.27.254.33
12th May 2020 9:46 am BSTJohn Clinton - j.clinton@blackcastlecaptial.co.uk added by Black Castle Capital Administrator - applications@blackcastlecapital.co.uk as a CC'd Recipient Ip: 92.27.249.162
12th May 2020 10:23 am BSTJohn Clinton - j.clinton@blackcastlecaptial.co.uk added by Black Castle Capital Administrator - applications@blackcastlecapital.co.uk as a CC'd Recipient Ip: 92.27.249.162
12th May 2020 4:20 pm BSTJohn Clinton - j.clinton@blackcastlecaptial.co.uk added by Black Castle Capital Administrator - applications@blackcastlecapital.co.uk as a CC'd Recipient Ip: 92.27.249.162
12th May 2020 4:21 pm BSTJohn Clinton - j.clinton@blackcastlecapital.co.uk added by Black Castle Capital Administrator - applications@blackcastlecapital.co.uk as a CC'd Recipient Ip: 92.27.249.162
13th May 2020 11:39 am BSTJohn Clinton - j.clinton@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 92.27.249.162
13th May 2020 11:39 am BSTBlack Castle Capital Applications - applications@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 92.27.249.162
12th June 2020 10:48 pm BSTJohn Clinton - j.clinton@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 92.27.254.185
12th June 2020 10:48 pm BSTBlack Castle Capital Applications - applications@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 92.27.254.185
15th June 2020 11:19 am BSTJohn Clinton - j.clinton@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 62.232.119.10
15th June 2020 11:19 am BSTBlack Castle Capital Applications - applications@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 62.232.119.10
16th June 2020 1:35 pm BSTJohn Clinton - j.clinton@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 62.232.119.10
16th June 2020 1:35 pm BSTBlack Castle Capital Applications - applications@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 62.232.119.10
16th June 2020 1:35 pm BSTAdministrator Email - admin@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 62.232.119.10
2nd June 2021 3:34 pm BSTJohn Clinton - j.clinton@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
2nd June 2021 3:34 pm BSTBlack Castle Capital Applications - applications@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
2nd June 2021 3:34 pm BSTAdministrator Email - admin@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
14th December 2021 1:11 pm BSTJohn Clinton - j.clinton@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
14th December 2021 1:11 pm BSTBlack Castle Capital Applications - applications@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
14th December 2021 1:11 pm BSTAdministrator Email - admin@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
14th December 2021 1:11 pm BSTVickie Wardley - v.wardley@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
19th August 2022 3:59 pm BSTBlack Castle Capital Applications - applications@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
19th August 2022 3:59 pm BSTAdministrator Email - admin@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
19th August 2022 3:59 pm BSTVickie Wardley - v.wardley@blackcastlecapital.co.uk added by Black Castle Capital Administrator - admin@blackcastlecapital.co.uk as a CC'd Recipient Ip: 185.79.186.10
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https://www.blackcastlecapital.co.uk/